|
DATE01/13/2026
|
SYMBOLGWRE
|
NAMERosenbaum Michael George
|
POSITIONdirector, officer: Chief Executive Officer
|
ACTIONDISPOSED 1200 SHARES
|
|
DATE01/13/2026
|
SYMBOLPSKY
|
NAMECampion Andrew
|
POSITIONdirector:
|
ACTIONDISPOSED 0 SHARES
|
|
DATE01/13/2026
|
SYMBOLSF
|
NAMEMcDuffie Brantley
|
POSITIONother: Co Head FI Capital Markets
|
ACTIONDISPOSED 2094 SHARES
|
|
DATE01/13/2026
|
SYMBOLSF
|
NAMEMcDuffie Brantley
|
POSITIONother: Co Head FI Capital Markets
|
ACTIONACQUIRED 2094 SHARES
|
|
DATE01/13/2026
|
SYMBOLSF
|
NAMEMcDuffie Brantley
|
POSITIONother: Co Head FI Capital Markets
|
ACTIONDISPOSED 840 SHARES
|
|
DATE01/13/2026
|
SYMBOLAIP
|
NAMEBayview Legacy, LLC
|
POSITION10 percent owner
|
ACTIONDISPOSED 2116 SHARES
|
|
DATE01/13/2026
|
SYMBOLACRV
|
NAMEDevroe Eric
|
POSITIONofficer: Chief Operating Officer
|
ACTIONACQUIRED 10000 SHARES
|
|
DATE01/13/2026
|
SYMBOLURBN
|
NAMEHayne Margaret
|
POSITIONdirector, officer: Co-President & CCO
|
ACTIONDISPOSED 3173 SHARES
|
|
DATE01/13/2026
|
SYMBOLURBN
|
NAMEHayne Margaret
|
POSITIONdirector, officer: Co-President & CCO
|
ACTIONDISPOSED 2347 SHARES
|
|
DATE01/13/2026
|
SYMBOLURBN
|
NAMEHayne Margaret
|
POSITIONdirector, officer: Co-President & CCO
|
ACTIONDISPOSED 3813 SHARES
|
|
DATE01/14/2026
|
SYMBOLURBN
|
NAMEHayne Margaret
|
POSITIONdirector, officer: Co-President & CCO
|
ACTIONDISPOSED 7933 SHARES
|
|
DATE01/14/2026
|
SYMBOLURBN
|
NAMEHayne Margaret
|
POSITIONdirector, officer: Co-President & CCO
|
ACTIONDISPOSED 896 SHARES
|
|
DATE01/14/2026
|
SYMBOLURBN
|
NAMEHayne Margaret
|
POSITIONdirector, officer: Co-President & CCO
|
ACTIONDISPOSED 504 SHARES
|
|
DATE01/14/2026
|
SYMBOLCBDS
|
NAMETOBIAS DAVID
|
POSITIONdirector, 10 percent owner, officer: CEO
|
ACTIONDISPOSED 115300 SHARES
|
|
DATE01/15/2026
|
SYMBOLCBDS
|
NAMETOBIAS DAVID
|
POSITIONdirector, 10 percent owner, officer: CEO
|
ACTIONDISPOSED 91000 SHARES
|
|
DATE01/13/2026
|
SYMBOLSF
|
NAMERaymond Charles Bradford
|
POSITIONother: Co-Head Global Instl Eqty Adv
|
ACTIONACQUIRED 20927 SHARES
|
|
DATE01/13/2026
|
SYMBOLSF
|
NAMERaymond Charles Bradford
|
POSITIONother: Co-Head Global Instl Eqty Adv
|
ACTIONDISPOSED 10456 SHARES
|
|
DATE01/13/2026
|
SYMBOLSF
|
NAMERaymond Charles Bradford
|
POSITIONother: Co-Head Global Instl Eqty Adv
|
ACTIONDISPOSED 20927 SHARES
|
|
DATE01/15/2026
|
SYMBOLGLO
|
NAMEWeber Clifford John
|
POSITIONother: Trustee
|
ACTIONACQUIRED 1000 SHARES
|
|
DATE01/13/2026
|
SYMBOLAPLS
|
NAMEChopas James George
|
POSITIONofficer: VP/Chief Accounting Officer
|
ACTIONDISPOSED 873 SHARES
|
|
DATE01/13/2026
|
SYMBOLAPLS
|
NAMEDeLong Mark Jeffrey
|
POSITIONofficer: Chief Business & Strat Officer
|
ACTIONDISPOSED 1780 SHARES
|
|
DATE01/13/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 3627 SHARES
|
|
DATE01/13/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 2682 SHARES
|
|
DATE01/13/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 4358 SHARES
|
|
DATE01/14/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 9067 SHARES
|
|
DATE01/14/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 1024 SHARES
|
|
DATE01/14/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 576 SHARES
|
|
DATE01/13/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 3173 SHARES
|
|
DATE01/13/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 2347 SHARES
|
|
DATE01/13/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 3813 SHARES
|
|
DATE01/14/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 7933 SHARES
|
|
DATE01/14/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 896 SHARES
|
|
DATE01/14/2026
|
SYMBOLURBN
|
NAMEHAYNE RICHARD A
|
POSITIONdirector, 10 percent owner, officer: CEO & Chairman of the Board
|
ACTIONDISPOSED 504 SHARES
|
|
DATE01/15/2026
|
SYMBOLGLQ
|
NAMEWeber Clifford John
|
POSITIONother: Trustee
|
ACTIONACQUIRED 1000 SHARES
|
|
DATE01/15/2026
|
SYMBOLUTHR
|
NAMEMAHON PAUL A
|
POSITIONofficer: EVP & GENERAL COUNSEL
|
ACTIONDISPOSED 8300 SHARES
|
|
DATE01/15/2026
|
SYMBOLUTHR
|
NAMEMAHON PAUL A
|
POSITIONofficer: EVP & GENERAL COUNSEL
|
ACTIONACQUIRED 8300 SHARES
|
|
DATE01/15/2026
|
SYMBOLUTHR
|
NAMEMAHON PAUL A
|
POSITIONofficer: EVP & GENERAL COUNSEL
|
ACTIONDISPOSED 1439 SHARES
|
|
DATE01/15/2026
|
SYMBOLUTHR
|
NAMEMAHON PAUL A
|
POSITIONofficer: EVP & GENERAL COUNSEL
|
ACTIONDISPOSED 1307 SHARES
|
|
DATE01/15/2026
|
SYMBOLUTHR
|
NAMEMAHON PAUL A
|
POSITIONofficer: EVP & GENERAL COUNSEL
|
ACTIONDISPOSED 407 SHARES
|
|
DATE01/15/2026
|
SYMBOLUTHR
|
NAMEMAHON PAUL A
|
POSITIONofficer: EVP & GENERAL COUNSEL
|
ACTIONDISPOSED 3531 SHARES
|
|
DATE01/15/2026
|
SYMBOLUTHR
|
NAMEMAHON PAUL A
|
POSITIONofficer: EVP & GENERAL COUNSEL
|
ACTIONDISPOSED 1576 SHARES
|
|
DATE01/15/2026
|
SYMBOLUTHR
|
NAMEMAHON PAUL A
|
POSITIONofficer: EVP & GENERAL COUNSEL
|
ACTIONDISPOSED 40 SHARES
|
|
DATE01/13/2026
|
SYMBOLAPLS
|
NAMEDeschatelets Pascal
|
POSITIONofficer: Chief Scientific Officer
|
ACTIONDISPOSED 2277 SHARES
|
|
DATE01/13/2026
|
SYMBOLAPLS
|
NAMEFrancois Cedric
|
POSITIONdirector, officer: Chief Executive Officer
|
ACTIONDISPOSED 10186 SHARES
|
|
DATE01/14/2026
|
SYMBOLSQNS
|
NAMEASHER DANIEL
|
POSITION10 percent owner
|
ACTIONACQUIRED 15100 SHARES
|
|
DATE01/13/2026
|
SYMBOLSQNS
|
NAMEASHER DANIEL
|
POSITION10 percent owner
|
ACTIONACQUIRED 57809 SHARES
|
|
DATE12/01/2025
|
SYMBOLMMTX
|
NAMEYuan Hao
|
POSITIONdirector, officer: Chief Executive Officer
|
ACTIONDISPOSED 0 SHARES
|
|
DATE01/13/2026
|
SYMBOLAPLS
|
NAMENicholson Nur
|
POSITIONofficer: Chief Technical Officer
|
ACTIONDISPOSED 2618 SHARES
|
|
DATE01/13/2026
|
SYMBOLAPLS
|
NAMESullivan Timothy Eugene
|
POSITIONofficer: Chief Financial Officer
|
ACTIONDISPOSED 3856 SHARES
|
|
DATE01/13/2026
|
SYMBOLAPLS
|
NAMEWatson David O.
|
POSITIONofficer: General Counsel
|
ACTIONDISPOSED 5780 SHARES
|
|
DATE01/13/2026
|
SYMBOLMTSI
|
NAMEIngram Bryan
|
POSITIONdirector
|
ACTIONACQUIRED 971 SHARES
|
|
DATE01/14/2026
|
SYMBOLCOST
|
NAMEKlauer James C
|
POSITIONofficer: Executive Vice President
|
ACTIONDISPOSED 1500 SHARES
|
|
DATE01/06/2026
|
SYMBOLLWLG
|
NAMEQuan Snizhana P.
|
POSITIONofficer: Principal Financial Officer
|
ACTIONDISPOSED 0 SHARES
|
|
DATE01/06/2026
|
SYMBOLLWLG
|
NAMEQuan Snizhana P.
|
POSITIONofficer: Principal Financial Officer
|
ACTIONDISPOSED 0 SHARES
|
|
DATE01/06/2026
|
SYMBOLLWLG
|
NAMEQuan Snizhana P.
|
POSITIONofficer: Principal Financial Officer
|
ACTIONDISPOSED 100000 SHARES
|
|
DATE01/06/2026
|
SYMBOLLWLG
|
NAMEQuan Snizhana P.
|
POSITIONofficer: Principal Financial Officer
|
ACTIONDISPOSED 10000 SHARES
|
|
DATE01/12/2026
|
SYMBOLMTSI
|
NAMEIngram Bryan
|
POSITIONdirector:
|
ACTIONDISPOSED 0 SHARES
|
|
DATE01/10/2026
|
SYMBOLXRAY
|
NAMEZurbay Donald
|
POSITIONdirector:
|
ACTIONDISPOSED 0 SHARES
|
|
DATE01/05/2026
|
SYMBOLADT
|
NAMEMiller Kimberly
|
POSITIONofficer
|
ACTIONDISPOSED 0 SHARES
|
|
DATE01/15/2026
|
SYMBOLMRMD
|
NAMEPinho Mario
|
POSITIONofficer: Chief Financial Officer
|
ACTIONACQUIRED 49995 SHARES
|
|
DATE01/15/2026
|
SYMBOLMRMD
|
NAMEPinho Mario
|
POSITIONofficer: Chief Financial Officer
|
ACTIONDISPOSED 17324 SHARES
|
|
DATE01/15/2026
|
SYMBOLMRMD
|
NAMEPinho Mario
|
POSITIONofficer: Chief Financial Officer
|
ACTIONDISPOSED 49995 SHARES
|
|
DATE01/13/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 1043 SHARES
|
|
DATE01/13/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 615 SHARES
|
|
DATE01/13/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 809 SHARES
|
|
DATE01/13/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 462 SHARES
|
|
DATE01/13/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 56 SHARES
|
|
DATE01/13/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 112 SHARES
|
|
DATE01/13/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 28 SHARES
|
|
DATE01/14/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 579 SHARES
|
|
DATE01/14/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 1201 SHARES
|
|
DATE01/14/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 218 SHARES
|
|
DATE01/14/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 666 SHARES
|
|
DATE01/14/2026
|
SYMBOLADI
|
NAMESTATA RAY
|
POSITIONdirector
|
ACTIONDISPOSED 461 SHARES
|
|
DATE01/13/2026
|
SYMBOLRFL
|
NAMEJONAS HOWARD S
|
POSITIONdirector, 10 percent owner, officer: Exec Chairman, CEO & President
|
ACTIONACQUIRED 75000 SHARES
|
|
DATE01/13/2026
|
SYMBOLNEO
|
NAMEStone Warren
|
POSITIONofficer: Pres & Chief Operating Officer
|
ACTIONACQUIRED 59382 SHARES
|
|
DATE01/13/2026
|
SYMBOLNEO
|
NAMEStone Warren
|
POSITIONofficer: Pres & Chief Operating Officer
|
ACTIONDISPOSED 15127 SHARES
|
|
DATE01/13/2026
|
SYMBOLRFL
|
NAMEPolinsky David
|
POSITIONofficer: Chief Financial Officer
|
ACTIONACQUIRED 50000 SHARES
|
|
DATE01/13/2026
|
SYMBOLRFL
|
NAMEPolinsky David
|
POSITIONofficer: Chief Financial Officer
|
ACTIONDISPOSED 4865 SHARES
|
|
DATE01/13/2026
|
SYMBOLPBF
|
NAMEControl Empresarial de Capitales S.A. de C.V.
|
POSITION10 percent owner, other: Add'l Rep. Persons-see Ex.99-1
|
ACTIONDISPOSED 106000 SHARES
|
|
DATE01/14/2026
|
SYMBOLPBF
|
NAMEControl Empresarial de Capitales S.A. de C.V.
|
POSITION10 percent owner, other: Add'l Rep. Persons-see Ex.99-1
|
ACTIONDISPOSED 260000 SHARES
|
|
DATE01/13/2026
|
SYMBOLBIOA
|
NAMEGOLDSTEIN DOV A MD
|
POSITIONofficer: Chief Financial Officer
|
ACTIONDISPOSED 27000 SHARES
|
|
DATE01/13/2026
|
SYMBOLBIOA
|
NAMEGOLDSTEIN DOV A MD
|
POSITIONofficer: Chief Financial Officer
|
ACTIONACQUIRED 27000 SHARES
|
|
DATE01/13/2026
|
SYMBOLBIOA
|
NAMEGOLDSTEIN DOV A MD
|
POSITIONofficer: Chief Financial Officer
|
ACTIONDISPOSED 8974 SHARES
|
|
DATE01/13/2026
|
SYMBOLBIOA
|
NAMEGOLDSTEIN DOV A MD
|
POSITIONofficer: Chief Financial Officer
|
ACTIONDISPOSED 4440 SHARES
|
|
DATE01/13/2026
|
SYMBOLBIOA
|
NAMEGOLDSTEIN DOV A MD
|
POSITIONofficer: Chief Financial Officer
|
ACTIONDISPOSED 11663 SHARES
|
|
DATE01/13/2026
|
SYMBOLBIOA
|
NAMEGOLDSTEIN DOV A MD
|
POSITIONofficer: Chief Financial Officer
|
ACTIONDISPOSED 1923 SHARES
|
|
DATE01/13/2026
|
SYMBOLNEO
|
NAMEOlivo Alicia C
|
POSITIONofficer: EVP, GC & Business Development
|
ACTIONACQUIRED 59382 SHARES
|
|
DATE01/13/2026
|
SYMBOLNEO
|
NAMEOlivo Alicia C
|
POSITIONofficer: EVP, GC & Business Development
|
ACTIONDISPOSED 15145 SHARES
|
|
DATE12/15/2025
|
SYMBOLAISP
|
NAMEHuang Victor
|
POSITIONdirector, 10 percent owner, officer: CEO and Chairman of the BOD
|
ACTIONACQUIRED 20000 SHARES
|
|
DATE01/13/2026
|
SYMBOLBIOA
|
NAMEFortney Kristen
|
POSITIONdirector, officer: Chief Executive Officer
|
ACTIONDISPOSED 233107 SHARES
|
|
DATE01/13/2026
|
SYMBOLAI
|
NAMESIEBEL THOMAS M
|
POSITIONdirector, 10 percent owner, officer: Executive Chairman
|
ACTIONDISPOSED 212586 SHARES
|
|
DATE01/13/2026
|
SYMBOLAI
|
NAMESIEBEL THOMAS M
|
POSITIONdirector, 10 percent owner, officer: Executive Chairman
|
ACTIONACQUIRED 212586 SHARES
|
|
DATE01/13/2026
|
SYMBOLAI
|
NAMESIEBEL THOMAS M
|
POSITIONdirector, 10 percent owner, officer: Executive Chairman
|
ACTIONDISPOSED 212586 SHARES
|
|
DATE01/13/2026
|
SYMBOLAI
|
NAMESIEBEL THOMAS M
|
POSITIONdirector, 10 percent owner, officer: Executive Chairman
|
ACTIONDISPOSED 309589 SHARES
|
|
DATE01/05/2026
|
SYMBOLSEPN
|
NAMEWilson Mark Andrew
|
POSITION
|
ACTIONDISPOSED 0 SHARES
|
|
DATE01/13/2026
|
SYMBOLJPM
|
NAMEKorablina Elena A
|
POSITIONofficer: Corporate Controller
|
ACTIONACQUIRED 1400 SHARES
|
|
DATE01/13/2026
|
SYMBOLJPM
|
NAMEKorablina Elena A
|
POSITIONofficer: Corporate Controller
|
ACTIONACQUIRED 1541 SHARES
|
|
DATE01/13/2026
|
SYMBOLJPM
|
NAMEKorablina Elena A
|
POSITIONofficer: Corporate Controller
|
ACTIONACQUIRED 5788 SHARES
|
|
DATE01/13/2026
|
SYMBOLJPM
|
NAMEKorablina Elena A
|
POSITIONofficer: Corporate Controller
|
ACTIONDISPOSED 7782 SHARES
|
