|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEPolli John M.
|
POSITIONdirector
|
ACTIONACQUIRED 250 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEKelley Scott L
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEChaney Kimberly S
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEELSNER FRANK III
|
POSITIONdirector
|
ACTIONACQUIRED 5 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEELSNER FRANK III
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEStock Alan J
|
POSITIONdirector, other: Chairman of the Board
|
ACTIONACQUIRED 250 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEDraganosky Eugene J.
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/16/2025
|
SYMBOLBEN
|
NAMEKing Karen Matsushima
|
POSITIONdirector
|
ACTIONACQUIRED 103 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEHerring Todd L
|
POSITIONdirector, other: Vice Chairman of the Board
|
ACTIONACQUIRED 250 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMELott James J
|
POSITIONdirector
|
ACTIONACQUIRED 250 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEChiaruttini Alexandra C
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMESeibel Donald Arthur Jr
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMENewell Donna M
|
POSITIONdirector
|
ACTIONACQUIRED 250 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEPotts Daniel W
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEZinterhofer Eric Louis
|
POSITIONdirector
|
ACTIONACQUIRED 4 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMECarson Elizabeth F.
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEZANNINO RICHARD F
|
POSITIONdirector
|
ACTIONACQUIRED 41 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEZANNINO RICHARD F
|
POSITIONdirector
|
ACTIONACQUIRED 8 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMESTERNLICHT BARRY S
|
POSITIONdirector
|
ACTIONACQUIRED 181 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMESTERNLICHT BARRY S
|
POSITIONdirector
|
ACTIONACQUIRED 69 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMELAUDER GARY M
|
POSITIONdirector, 10 percent owner:
|
ACTIONACQUIRED 14 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEHyman Jennifer
|
POSITIONdirector
|
ACTIONACQUIRED 14 SHARES
|
|
DATE09/15/2025
|
SYMBOLBBSI
|
NAMEMEEKER ANTHONY
|
POSITIONdirector
|
ACTIONDISPOSED 3064 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEFRIBOURG PAUL J
|
POSITIONdirector
|
ACTIONACQUIRED 157 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEFRIBOURG PAUL J
|
POSITIONdirector
|
ACTIONACQUIRED 53 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEDong Angela Wei
|
POSITIONdirector
|
ACTIONACQUIRED 15 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMENunez Arturo
|
POSITIONdirector
|
ACTIONACQUIRED 13 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEFORESTER LYNN
|
POSITIONdirector
|
ACTIONACQUIRED 306 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEFORESTER LYNN
|
POSITIONdirector
|
ACTIONACQUIRED 88 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEBARSHEFSKY CHARLENE
|
POSITIONdirector
|
ACTIONACQUIRED 89 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMECutinho Sunil
|
POSITIONofficer: Chief Information Officer
|
ACTIONACQUIRED 3044 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMECutinho Sunil
|
POSITIONofficer: Chief Information Officer
|
ACTIONDISPOSED 379 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMECutinho Sunil
|
POSITIONofficer: Chief Information Officer
|
ACTIONDISPOSED 1117 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEWinkler Julie
|
POSITIONofficer: Sr MD Chief Commercial Officer
|
ACTIONACQUIRED 3044 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEWinkler Julie
|
POSITIONofficer: Sr MD Chief Commercial Officer
|
ACTIONDISPOSED 379 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEWinkler Julie
|
POSITIONofficer: Sr MD Chief Commercial Officer
|
ACTIONDISPOSED 1081 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEVroman Ken
|
POSITIONofficer: Chief Transformation Officer
|
ACTIONACQUIRED 2608 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEVroman Ken
|
POSITIONofficer: Chief Transformation Officer
|
ACTIONDISPOSED 325 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEVroman Ken
|
POSITIONofficer: Chief Transformation Officer
|
ACTIONDISPOSED 971 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEMarcus Jonathan L
|
POSITIONofficer: Sr MD General Counsel
|
ACTIONACQUIRED 2464 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEMarcus Jonathan L
|
POSITIONofficer: Sr MD General Counsel
|
ACTIONDISPOSED 376 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEMarcus Jonathan L
|
POSITIONofficer: Sr MD General Counsel
|
ACTIONDISPOSED 294 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEMarcus Jonathan L
|
POSITIONofficer: Sr MD General Counsel
|
ACTIONDISPOSED 259 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMESprague Suzanne
|
POSITIONofficer: COO & Global Head of Clearing
|
ACTIONACQUIRED 3044 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMESprague Suzanne
|
POSITIONofficer: COO & Global Head of Clearing
|
ACTIONDISPOSED 325 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMESprague Suzanne
|
POSITIONofficer: COO & Global Head of Clearing
|
ACTIONDISPOSED 639 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEFitzpatrick Lynne
|
POSITIONofficer: President and CFO
|
ACTIONACQUIRED 4348 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEFitzpatrick Lynne
|
POSITIONofficer: President and CFO
|
ACTIONDISPOSED 379 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEFitzpatrick Lynne
|
POSITIONofficer: President and CFO
|
ACTIONDISPOSED 639 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMETobin Jack J
|
POSITIONofficer: MD Chief Accounting Officer
|
ACTIONACQUIRED 1546 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMETobin Jack J
|
POSITIONofficer: MD Chief Accounting Officer
|
ACTIONDISPOSED 57 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMETobin Jack J
|
POSITIONofficer: MD Chief Accounting Officer
|
ACTIONDISPOSED 143 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEDennis Michael G.
|
POSITIONofficer: Global Head of Fixed Income
|
ACTIONACQUIRED 2608 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEDennis Michael G.
|
POSITIONofficer: Global Head of Fixed Income
|
ACTIONDISPOSED 289 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEMcCourt Timothy Francis
|
POSITIONofficer: Sr MD Global Head Equity & FX
|
ACTIONACQUIRED 2752 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEMcCourt Timothy Francis
|
POSITIONofficer: Sr MD Global Head Equity & FX
|
ACTIONDISPOSED 379 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEMcCourt Timothy Francis
|
POSITIONofficer: Sr MD Global Head Equity & FX
|
ACTIONDISPOSED 754 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMESammann Derek
|
POSITIONofficer: Sr MD Gl Hd Commodities Mkts
|
ACTIONACQUIRED 3044 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMESammann Derek
|
POSITIONofficer: Sr MD Gl Hd Commodities Mkts
|
ACTIONDISPOSED 379 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMESammann Derek
|
POSITIONofficer: Sr MD Gl Hd Commodities Mkts
|
ACTIONDISPOSED 1099 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEDUFFY TERRENCE A
|
POSITIONdirector, officer: Chairman and CEO
|
ACTIONACQUIRED 23180 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEKAMERICK EILEEN A
|
POSITIONdirector
|
ACTIONACQUIRED 372 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEKAMERICK EILEEN A
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEPiell Hilda Harris
|
POSITIONofficer: Sr MD & Chief HR Officer
|
ACTIONACQUIRED 2608 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEPiell Hilda Harris
|
POSITIONofficer: Sr MD & Chief HR Officer
|
ACTIONDISPOSED 325 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEPiell Hilda Harris
|
POSITIONofficer: Sr MD & Chief HR Officer
|
ACTIONDISPOSED 953 SHARES
|
|
DATE09/16/2025
|
SYMBOLIBEX
|
NAMEDawson Bruce Neil
|
POSITIONofficer: Chief Sales and CS Officer
|
ACTIONACQUIRED 8114 SHARES
|
|
DATE09/16/2025
|
SYMBOLIBEX
|
NAMEDawson Bruce Neil
|
POSITIONofficer: Chief Sales and CS Officer
|
ACTIONDISPOSED 8114 SHARES
|
|
DATE09/16/2025
|
SYMBOLIBEX
|
NAMEDawson Bruce Neil
|
POSITIONofficer: Chief Sales and CS Officer
|
ACTIONDISPOSED 765 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEJones-Tyson Rodney
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEJEFFE ROBERT A
|
POSITIONdirector
|
ACTIONACQUIRED 372 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEJEFFE ROBERT A
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEHaddad Michael J
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEHaddad Michael J
|
POSITIONdirector
|
ACTIONACQUIRED 34 SHARES
|
|
DATE09/16/2025
|
SYMBOLJETMF
|
NAMERobinson Deborah Wallis
|
POSITIONdirector
|
ACTIONACQUIRED 14000 SHARES
|
|
DATE09/15/2025
|
SYMBOLJETMF
|
NAMERobinson Deborah Wallis
|
POSITIONdirector
|
ACTIONACQUIRED 500 SHARES
|
|
DATE09/15/2025
|
SYMBOLJETMF
|
NAMERobinson Deborah Wallis
|
POSITIONdirector
|
ACTIONACQUIRED 19000 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEGreffin Judith P
|
POSITIONdirector
|
ACTIONACQUIRED 110 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEGreffin Judith P
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEGERKEN R JAY
|
POSITIONdirector
|
ACTIONACQUIRED 303 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEGERKEN R JAY
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/16/2025
|
SYMBOLIBEX
|
NAMEDechant Robert Thomas
|
POSITIONdirector, officer: Chief Executive Officer
|
ACTIONACQUIRED 45027 SHARES
|
|
DATE09/16/2025
|
SYMBOLIBEX
|
NAMEDechant Robert Thomas
|
POSITIONdirector, officer: Chief Executive Officer
|
ACTIONDISPOSED 45027 SHARES
|
|
DATE09/16/2025
|
SYMBOLIBEX
|
NAMETrofimuk-O'Connor Christina Alice
|
POSITIONofficer: Chief Legal Officer
|
ACTIONDISPOSED 844 SHARES
|
|
DATE09/15/2025
|
SYMBOLEONR
|
NAMESalvucci Joseph V Sr
|
POSITIONdirector
|
ACTIONACQUIRED 100000 SHARES
|
|
DATE09/15/2025
|
SYMBOLEONR
|
NAMESalvucci Joseph V Jr
|
POSITIONdirector
|
ACTIONACQUIRED 156000 SHARES
|
|
DATE09/15/2025
|
SYMBOLJEQ
|
NAMESaba Capital Management, L.P.
|
POSITION10 percent owner
|
ACTIONDISPOSED 963187 SHARES
|
|
DATE09/15/2025
|
SYMBOLAAON
|
NAMETobolski Matthew Joseph
|
POSITIONdirector, officer: CEO
|
ACTIONACQUIRED 12500 SHARES
|
|
DATE09/15/2025
|
SYMBOLAAON
|
NAMETobolski Matthew Joseph
|
POSITIONdirector, officer: CEO
|
ACTIONACQUIRED 50302 SHARES
|
|
DATE09/15/2025
|
SYMBOLAAON
|
NAMETobolski Matthew Joseph
|
POSITIONdirector, officer: CEO
|
ACTIONDISPOSED 62802 SHARES
|
|
DATE09/15/2025
|
SYMBOLHQL
|
NAMESaba Capital Management, L.P.
|
POSITION10 percent owner
|
ACTIONDISPOSED 700 SHARES
|
|
DATE09/16/2025
|
SYMBOLHQL
|
NAMESaba Capital Management, L.P.
|
POSITION10 percent owner
|
ACTIONDISPOSED 2026 SHARES
|
|
DATE09/15/2025
|
SYMBOLPGC
|
NAMESmith Gregory Martin
|
POSITIONofficer: SEVP, President Comml Banking
|
ACTIONDISPOSED 3200 SHARES
|
|
DATE09/15/2025
|
SYMBOLEONR
|
NAMECaravaggio Dante
|
POSITIONdirector, officer: Chief Executive Officer
|
ACTIONACQUIRED 10000 SHARES
|
|
DATE09/16/2025
|
SYMBOLGTE
|
NAMEAbraham Phillip D
|
POSITIONofficer: EVP, Legal and Land.
|
ACTIONACQUIRED 609 SHARES
|
|
DATE09/16/2025
|
SYMBOLGTE
|
NAMEMorin Sebastien
|
POSITIONofficer: Chief Operating Officer
|
ACTIONACQUIRED 761 SHARES
|
|
DATE09/16/2025
|
SYMBOLCLH
|
NAMEMCKIM ALAN S
|
POSITIONdirector, officer: EXEC CHAIR, CTO.
|
ACTIONDISPOSED 8567 SHARES
|
|
DATE09/16/2025
|
SYMBOLCLH
|
NAMEMCKIM ALAN S
|
POSITIONdirector, officer: EXEC CHAIR, CTO.
|
ACTIONDISPOSED 4283 SHARES
|
|
DATE09/15/2025
|
SYMBOLNQP
|
NAMESaba Capital Management, L.P.
|
POSITION10 percent owner
|
ACTIONDISPOSED 24273 SHARES
|
|
DATE09/16/2025
|
SYMBOLNQP
|
NAMESaba Capital Management, L.P.
|
POSITION10 percent owner
|
ACTIONDISPOSED 29484 SHARES
|
